UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tsirigakis Prokopios Akis 90 KIFISSIAS AVENUE, MAROUSSI ATHENS, F4 15125 |
X | X | Co- CEO, Chairman, President | |
Astra Maritime Corp 90 KIFISSIAS AVENUE, MAROUSSI ATHENS, F4 15125 |
X | |||
Dominium Investments Inc 90 KIFISSIAS AVENUE, MAROUSSI ATHENS, F4 15125 |
X |
/s/Prokopios (Akis) Tsirigakis | 08/26/2016 | |
**Signature of Reporting Person | Date | |
/s/Prokopios (Akis) Tsirigakis, Authorized Person, Astra Maritime Corp. | 08/26/2016 | |
**Signature of Reporting Person | Date | |
/s/Prokopios (Akis) Tsirigakis, Authorized Person, Dominium Investments Inc. | 08/26/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares represent the founder shares held by Astra Maritime Corp. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. These shares include an aggregate of up to 59,216 shares that are subject to forfeiture to the extent that the underwriters do not exercise their overallotment option in full, in connection with the registrant's initial public offering. |
(2) | These shares represent the founder shares held by Dominium Investments Inc. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. These shares include an aggregate of up to 70,766 shares that are subject to forfeiture to the extent that the underwriters do not exercise their overallotment option in full, in connection with the registrant's initial public offering. |
Remarks: Prokopios (Akis) Tsirigakis, Astra Maritime Corp. and Dominium Investments Inc. have elected to file a joint Form 3 with regard to securities reported on the Form 3 of Prokopios (Akis) Tsirigakis filed on August 18, 2016. |